We created Alpha & Omega because as we looked around our industry, it seemed that individual investors and small to mid-sized companies always got the short end of the stick. We also saw a lot of American workers facing uncertain retirements because their employers couldn’t afford the cost of a plan. So we decided to put together a business that could help employers and their employees save for retirement more effectively.
Several decades later, Alpha & Omega has grown to become a leader in benefit plan design and administration and a provider of customized, cost-effective retirement investment services in the San Diego and Orange County areas, as well as outside California.
- Thinking about offering an employee benefits plan but don’t know how to get started,
- Seeking an investment advisor you can trust to act in your BEST INTERESTS (rather than maximizing their own fees and commissions)
- Considering an audit of your current company-sponsored employee benefits plan for accuracy and effectiveness
Today’s crowded financial markets offer employers an abundance of benefit plan TPAs and investment advisors to choose from. In San Diego and Orange County, smart employers with less than 300 employees choose Alpha & Omega.
01 / Unsurpassed Knowledge and Experience
02 / Trusted Partners Provide More Options
03 / Comprehensive Administrative Services
04 / Proven Results
- A benefits plan custom tailored to your company’s benefit needs
- Access to cost-effective and managed institutional funds
- A custom investment portfolio based on your risk profile
- A plan design that minimizes costs while optimizing returns
- Expert advice on compliance regulations to avoid excess taxes or other penalties
- A TPA that believes in honesty, integrity and transparency
- Peace of mind of knowing your advisor is sincerely working on your behalf
05 / Full Compliance Audit
By serving as the TPA for your plan and your plan’s investment advisor, we provide comprehensive monitoring of your plan so that nothing falls through the cracks. Most importantly, we keep your plan qualified by investing the time and manpower needed to keep up with frequently changing IRS and Department of Labor rules and regulations.
Founder, President and CEO
Don’t settle for less – get the retirement plan that’s right for your business.
As a Registered Investment Advisor (RIA), Alpha & Omega has decades of experience in designing investment portfolios for individuals, family trusts and IRA accounts.
- Want more sophisticated solutions with lower fees than offered by institutions, money managers and brokers
- Want to roll over an existing IRA or 401k to an individual 401k or traditional IRA
- Are unhappy with their current retirement plan
- Have left their retirement plan
- Need professional investment advice regarding their 403(b) account
- Own a PenChecks Trust default IRA (as a result of a transfer from their previous broker)
Unmatched IRA Experience and Expertise
More Investment Options. Lower fees.
No Off-the-shelf Programs
High-touch Service That Treats You Like a Person, Not a Number.
Building Trust Through Transparency
Full Account Administrative Oversight
Executive Vice President